Compliance Officer/Executive

Responsibilities: Perform Know-Your-Client review for onboarding of clients. Perform periodic compliance review of clients. Prepare and submit periodic regulatory reporting. Provide compliance advice, review and interpretation on regulations and internal policies; support the Business on proper and timely implementation of procedures to comply with local regulations. Provide advice on AML/CFT regulations, policies, review of businesses' AML/CFT procedures and controls.  Prepare and review regulatory related training material and conduct training for staff. Point of contact to ensure business awareness of immediate escalation of significant emerging compliance issues, incidents reporting process, necessary suspicious activity report. Handling regulatory enquiries and co-ordination of regulatory inspections.