Compliance Testing

Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including:

To perform risk assessment framework for compliance review;

To design review plan for compliance testing;

To design or leverage on existing KRIs;

To set thresholds for the KRIs;

To administer questionnaires to the DCOs;

To maintain central log of all KRIs;

To validate the relevance of KRIs at regular intervals;

To decide on customizing the questions for the business groups;

To prepare compliance testing reports;

To perform exit meeting and wrap up the compliance testing review; and

To follow up on the action plans.

To relief the compliance officers from the RCU team from time to time, when required.

Qualifications

Professional qualification or university degree

Minimum 5 years working experience in banking, external auditing or consulting in financial services sector

Leadership and Project Management Skill

Good interpersonal and communication skills

Good knowledge of Microsoft software applications such as Microsoft Project, Excel, PowerPoint, Word

Prior working experience as Compliance Officer or internal auditor in banking is a definite advantage .