Role Responsibilities Job RoleTo support RMs in terms of Wealth Management services, including but not limited to communicating WM Global Market Outlook, SC Wealth Select framework, our unique wealth management proposition, asset allocation and delivering AUM growth.Strategy Work to achieve business strategy and financial budget in terms of revenue targets, AUM growth and profitability.Work to ideate and communicate house views on market outlook and actionable ideas and product solutions.Work with WM Investment Products as part of Country Advisory Council to provide monthly actionable ideas and product solutions.Ensure daily morning huddle at branches to brief current market direction and investment solutions.Ensure smooth management of weekly investment seminars at branches by utilizing Group IASG and in-country expertise.Manage clients' investment through frequent and consistent portfolio review and advice. Business Ensure proper and timely training for frontline prior to product / campaign launch.Work closely with distribution channels to provide coaching and improve frontline sales competency. Risk Management Ensure all transactions follow all regulations and controls set by the Bank and external regulatory authorities; which includes but not limited to KYC, proper documentation of transactions, risk-profiling, pre-investment forms.Ensure periodic updates of new regulatory requirements and / or operating procedures to sales force. Regulatory and Business Conduct Display exemplary conduct and live by the Group's Values and Code of Conduct.Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.Lead the team to achieve the outcomes set out in the Bank's Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment].Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association Key Stakeholders Relationship Managers, Sales Team Managers, Cluster heads, Product Managers, Head of Investment Advisory and Strategy, Head of Managed Investments, External partners Our Ideal Candidate IPCC, FIMM, relevant Banca and takaful licensesCFA / CFP preferred Role Specific Technical Competencies Portfolio TheoryAsset AllocationMarket Knowledge (SIF)Products and Processes
