Compliance Assistant Manager

**Location**:Bukit Bintang, Kuala Lumpur**Company background**:Global investment bank that engages in brokerage services, private wealth management, investment banking, investment management and financial research**Responsibilities**:- Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective actions- Liaise with local management, staff and compliance management in the determination, follow-up and escalation of issues arising from monitoring activities.- Ensure proper reporting of violations or potential violations to Head of Compliance- Assist in reporting and follow-up of any compliance related internal investigations- Assist in the preparation of internal reports as requested in order to keep Head of Compliance informed of the progress of compliance efforts, including preparation of materials for the Audit & Risk Management Committee and Board Meetings.**Requirements**:- Degree holder- Preferably with 3 years experience in Investment Audits- Familiar with Derivatives- Must be able to sit for SIDC's Module 11- To be able to adapt and advise on current market trend of the capital market.- Willing to lead a team / stakeholders and be proactive.**Salary**: RM5,000.00 - RM7,000.00 per month**Benefits**:- Health insurance- Maternity leave- Meal allowance- Opportunities for promotion- Parental leave- Professional development- Vision insuranceSchedule:- Day shift- Monday to FridaySupplemental pay types:- 13th month salary- Overtime pay- Performance bonus- Yearly bonusApplication Question(s):- How many years of experience in Investment Audit ?- Do you passed SIDC Module 11 ?- What is your expected salary ?- When you are available to work ?**Experience**:- Compliance: 3 years (required)